RIA Intel›Advisers›Tennessee›B. RILEY WEALTH ADVISORS, INC.

B. RILEY WEALTH ADVISORS, INC.

Advisory

N·MEMPHIS, TN

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$4.2B

1-Year AUM Growth

-8.1%

3-Year CAGR

+2.4%

Employees

172

Assets Under Management

Total AUM$4.2B

Discretionary AUM$2.8B

Non-Discretionary AUM$1.4B

Discretionary %66.3%

Total Clients17,372

Team

Total Employees172

Investment Advisers268

Employee Growth (1Y)-7.6%

Filing History

Total Filings on Record127

First FilingOct 14, 2005

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 127 historical filings spanning 21+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on B. RILEY WEALTH ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.