RIA Intel›Advisers›ATON FINANCIAL LLC

ATON FINANCIAL LLC

Advisory

N·SAN JUAN, PR

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$601M

1-Year AUM Growth

+9.4%

3-Year CAGR

+14.4%

Employees

7

Assets Under Management

Total AUM$601M

Discretionary AUM$371M

Non-Discretionary AUM$230M

Discretionary %61.7%

Total Clients260

Team

Total Employees7

Investment Advisers9

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record22

First FilingMar 23, 2018

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 22 historical filings spanning 8+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ATON FINANCIAL LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.