RIA Intel›Advisers›Kentucky›ASSETGUARD FINANCIAL SERVICES INC

ASSETGUARD FINANCIAL SERVICES INC

Advisory

KY

Data as of Mar 11, 2026 · Source: SEC Form ADV

Average account

$26K

across 37 accounts

AUM per adviser

$962K

1 advisers

Source: SEC Form ADV. Figures as filed Mar 11, 2026.

Total AUM

$962K

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$962K

Discretionary AUM$962K

Non-Discretionary AUM$0

Discretionary %100%

Total Clients37

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InGA, KY, TN

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

37 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in KY

Closest by assets under management. All figures from Form ADV.

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BEST INVESTMENT OPTIONS, LLC

$1M

VISTAFRONT PARTNERS INC

$642K

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