RIA Intel›Advisers›California›ASSET PLANNING, INC

ASSET PLANNING, INC

Advisory

N·LOS ALAMITOS, CA

Data as of Jan 26, 2026 · Source: SEC Form ADV

Total AUM

$553M

1-Year AUM Growth

+13.2%

3-Year CAGR

+4.7%

Employees

5

Assets Under Management

Total AUM$553M

Discretionary AUM$552M

Non-Discretionary AUM$1M

Discretionary %99.8%

Total Clients373

Team

Total Employees5

Investment Advisers5

Employee Growth (1Y)+20.0%

Filing History

Total Filings on Record33

First FilingMar 30, 2004

Latest FilingJan 26, 2026

🔒 Full AUM trend chart and 33 historical filings spanning 22+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ASSET PLANNING, INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.