RIA Intel›Advisers›California›ASCEND CAPITAL LLC

ASCEND CAPITAL LLC

Advisory

N·ORINDA, CA

Data as of Mar 28, 2018 · Source: SEC Form ADV

Total AUM

$1.5B

1-Year AUM Growth

-62.5%

3-Year CAGR

-34.1%

Employees

22

Assets Under Management

Total AUM$1.5B

Discretionary AUM$1.5B

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees22

Investment Advisers35

Employee Growth (1Y)—

Filing History

Total Filings on Record29

First FilingDec 13, 2005

Latest FilingMar 28, 2018

🔒 Full AUM trend chart and 29 historical filings spanning 13+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ASCEND CAPITAL LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.