RIA Intel›Advisers›California›ARIA WEALTH MANAGEMENT, INC.

ARIA WEALTH MANAGEMENT, INC.

Advisory

N·SARATOGA, CA

Data as of Apr 1, 2026 · Source: SEC Form ADV

Total AUM

$130M

1-Year AUM Growth

-36.8%

3-Year CAGR

-14.4%

Employees

6

Assets Under Management

Total AUM$130M

Discretionary AUM$122M

Non-Discretionary AUM$8M

Discretionary %93.6%

Total Clients255

Team

Total Employees6

Investment Advisers9

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record25

First FilingMay 24, 2017

Latest FilingApr 1, 2026

🔒 Full AUM trend chart and 25 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ARIA WEALTH MANAGEMENT, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.