RIA Intel›Advisers›New York›APPOMATTOX ADVISORY, INC

APPOMATTOX ADVISORY, INC

Advisory

N·NEW YORK, NY

Data as of Mar 27, 2026 · Source: SEC Form ADV

Total AUM

$426M

1-Year AUM Growth

-39.2%

3-Year CAGR

-19.1%

Employees

4

Assets Under Management

Total AUM$426M

Discretionary AUM$68M

Non-Discretionary AUM$357M

Discretionary %16.1%

Total Clients20

Team

Total Employees4

Investment Advisers6

Employee Growth (1Y)-33.3%

Filing History

Total Filings on Record24

First FilingJun 29, 2010

Latest FilingMar 27, 2026

🔒 Full AUM trend chart and 24 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on APPOMATTOX ADVISORY, INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.