RIA Intel›Advisers›North Carolina›AMUNDI SMITH BREEDEN LLC

AMUNDI SMITH BREEDEN LLC

Advisory

N·DURHAM, NC

Data as of Jul 28, 2017 · Source: SEC Form ADV

Total AUM

$14.5B

1-Year AUM Growth

+23.2%

3-Year CAGR

+12.4%

Employees

27

Assets Under Management

Total AUM$14.5B

Discretionary AUM$14.3B

Non-Discretionary AUM$171M

Discretionary %98.8%

Total Clients—

Team

Total Employees27

Investment Advisers75

Employee Growth (1Y)—

Filing History

Total Filings on Record11

First FilingOct 30, 2013

Latest FilingJul 28, 2017

🔒 Full AUM trend chart and 11 historical filings spanning 4+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on AMUNDI SMITH BREEDEN LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.