RIA Intel›Advisers›Colorado›ALPS ADVISORS, INC.

ALPS ADVISORS, INC.

Institutional

N·DENVER, CO

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$38.8B

1-Year AUM Growth

+19.1%

3-Year CAGR

+15.7%

Employees

28

Assets Under Management

Total AUM$38.8B

Discretionary AUM$38.3B

Non-Discretionary AUM$537M

Discretionary %98.6%

Total Clients17

Team

Total Employees28

Investment Advisers73

Employee Growth (1Y)+3.7%

Filing History

Total Filings on Record43

First FilingAug 25, 2006

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 43 historical filings spanning 20+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ALPS ADVISORS, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.