RIA Intel›Advisers›California›ALPHA WEALTH MANAGEMENT AND PLANNING LLC

ALPHA WEALTH MANAGEMENT AND PLANNING LLC

Advisory

N·NOVATO, CA

Data as of Jul 21, 2026 · Source: SEC Form ADV

Total AUM
$320M
1-Year AUM Growth
0.0%
3-Year CAGR
+7.4%
Employees
5
Assets Under Management
Total AUM$320M
Discretionary AUM$310M
Non-Discretionary AUM$10M
Discretionary %96.9%
Total Clients842
Team
Total Employees5
Investment Advisers8
Employee Growth (1Y)0.0%
Filing History
Total Filings on Record22
First FilingMay 22, 2012
Latest FilingJul 21, 2026
🔒 Full AUM trend chart and 22 historical filings spanning 14+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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