RIA Intel›Advisers›Colorado›ALPHA PRINCIPLE, LLC

ALPHA PRINCIPLE, LLC

Advisory

N·ENGLEWOOD, CO

Data as of Oct 30, 2024 · Source: SEC Form ADV

Total AUM

$253M

1-Year AUM Growth

+8.6%

3-Year CAGR

+369.6%

Employees

5

Assets Under Management

Total AUM$253M

Discretionary AUM$108M

Non-Discretionary AUM$146M

Discretionary %42.5%

Total Clients49

Team

Total Employees5

Investment Advisers6

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record17

First FilingOct 1, 2021

Latest FilingOct 30, 2024

🔒 Full AUM trend chart and 17 historical filings spanning 3+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ALPHA PRINCIPLE, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.