RIA Intel›Advisers›Texas›ALM FIRST FINANCIAL ADVISORS LLC

ALM FIRST FINANCIAL ADVISORS LLC

Institutional

N·DALLAS, TX

Data as of Jan 26, 2026 · Source: SEC Form ADV

Total AUM

$68.9B

1-Year AUM Growth

-7.5%

3-Year CAGR

+9.4%

Employees

10

Assets Under Management

Total AUM$68.9B

Discretionary AUM$1.8B

Non-Discretionary AUM$67.1B

Discretionary %2.6%

Total Clients160

Team

Total Employees10

Investment Advisers23

Employee Growth (1Y)0.0%

Private Funds

Number of Private Funds1

🔒 Fund-level details including strategies, gross assets, and individual fund records

Filing History

Total Filings on Record35

First FilingMar 26, 2001

Latest FilingJan 26, 2026

🔒 Full AUM trend chart and 35 historical filings spanning 25+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ALM FIRST FINANCIAL ADVISORS LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.