RIA Intel›Advisers›California›ALLIANCE ADVISORY & SECURITIES, LLC

ALLIANCE ADVISORY & SECURITIES, LLC

Advisory

N·WESTLAKE VILLAGE, CA

Data as of Jul 9, 2026 · Source: SEC Form ADV

Total AUM
$687M
1-Year AUM Growth
+33.9%
3-Year CAGR
+19.8%
Employees
14
Assets Under Management
Total AUM$687M
Discretionary AUM$393M
Non-Discretionary AUM$295M
Discretionary %57.1%
Total Clients667
Team
Total Employees14
Investment Advisers21
Employee Growth (1Y)+6.7%
Filing History
Total Filings on Record49
First FilingApr 26, 2001
Latest FilingJul 9, 2026
🔒 Full AUM trend chart and 49 historical filings spanning 25+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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👥 Owners & Officers

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🏦 Client Demographics

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