RIA Intel›Advisers›Michigan›ALLEN J ROMAIN

ALLEN J ROMAIN

Advisory

MI

Data as of Mar 30, 2026 · Source: SEC Form ADV

Average account

$46K

across 31 accounts

AUM per adviser

$1M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 30, 2026.

Total AUM

$1M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$1M

Discretionary AUM$1M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients27

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureSole Proprietorship

Fiscal Year EndDecember

Operates InMI

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

27 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in MI

Closest by assets under management. All figures from Form ADV.

CONKLIN FINANCIAL MANAGEMENT, LLC

$1M

DISHOW WEALTH MANAGEMENT LLC

$1M

FULL BLOOM FINANCIAL, LLC

$1M

FIDUCIAL PARTNERS LLC

$2M

SIMMONS FINANCIAL SERVICES, INC.

$1M

PLANPATH FINANCIAL, L.L.C.

$1M

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