RIA Intel›Advisers›New York›ALLEN INVESTMENT MANAGEMENT, LLC

ALLEN INVESTMENT MANAGEMENT, LLC

Advisory

N·NEW YORK, NY

Data as of Mar 30, 2026 · Source: SEC Form ADV

Total AUM

$16.9B

1-Year AUM Growth

+14.8%

3-Year CAGR

+5.3%

Employees

12

Assets Under Management

Total AUM$16.9B

Discretionary AUM$14.1B

Non-Discretionary AUM$2.8B

Discretionary %83.3%

Total Clients145

Team

Total Employees12

Investment Advisers28

Employee Growth (1Y)-7.7%

Filing History

Total Filings on Record43

First FilingApr 8, 2003

Latest FilingMar 30, 2026

🔒 Full AUM trend chart and 43 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ALLEN INVESTMENT MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.