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ALETHEIA RESEARCH AND MANAGEMENT INC

Advisory

N·SANTA MONICA, CA

Data as of Jan 11, 2013 · Source: SEC Form ADV

Total AUM

$163M

1-Year AUM Growth

-96.1%

3-Year CAGR

-62.2%

Employees

3

Assets Under Management

Total AUM$163M

Discretionary AUM$131M

Non-Discretionary AUM$32M

Discretionary %80.2%

Total Clients—

Team

Total Employees3

Investment Advisers10

Employee Growth (1Y)—

Filing History

Total Filings on Record38

First FilingMar 29, 2001

Latest FilingJan 11, 2013

🔒 Full AUM trend chart and 38 historical filings spanning 12+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

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📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ALETHEIA RESEARCH AND MANAGEMENT INC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.