RIA Intel›Advisers›Iowa›ALBA FINANCIAL LLC

ALBA FINANCIAL LLC

Advisory

COUNCIL BLUFFS, IA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Average account
$136K
across 28 accounts
AUM per adviser
$4M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM
$4M
Discretionary %
76.7%
Clients
28
Employees
1

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$4M
Discretionary AUM$3M
Non-Discretionary AUM$887K
Discretionary %76.7%
Total Clients28
Team
Total Employees1
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InIA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in IA

Closest by assets under management. All figures from Form ADV.

CLARITY CAPITAL MANAGEMENT, INC.
WEST DES MOINES, IA
$4M
-11.1% 1Y
PIRA WEALTH MANAGEMENT LLC
CORALVILLE, IA
$4M
SECURITIES MANAGEMENT AND RESEARCH, INC.
MARION, IA
$3M
-63.9% 1Y
CAULDWELL FINANCIAL GROUP INC
WEST DES MOINES, IA
$3M
+20.0% 1Y
WEISS FINANCIAL GROUP, LLC
$3M
3G CAPITAL LLC
URBANDALE, IA
$5M

Get the full picture on ALBA FINANCIAL LLC

A free account gives you full profiles across 57,000+ ADV filers, state-level reports, and a watchlist to track ALBA FINANCIAL LLC and its peers. Owners, succession scoring and peer benchmarking are on the Intelligence plan.

Create a free account →See plans