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AEGIS CAPITAL CORP.

Advisory

N·NEW YORK, NY

Data as of Jul 1, 2026 · Source: SEC Form ADV

Total AUM
$1.8B
1-Year AUM Growth
+24.1%
3-Year CAGR
+18.9%
Employees
92
Assets Under Management
Total AUM$1.8B
Discretionary AUM$125M
Non-Discretionary AUM$1.7B
Discretionary %7%
Total Clients1,733
Team
Total Employees92
Investment Advisers260
Employee Growth (1Y)—
Filing History
Total Filings on Record61
First FilingApr 20, 2010
Latest FilingJul 1, 2026
🔒 Full AUM trend chart and 61 historical filings spanning 16+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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