RIA Intel›Advisers›Georgia›AE FINANCIAL & RISK MANAGEMENT, INC.

AE FINANCIAL & RISK MANAGEMENT, INC.

Advisory

ALPHARETTA, GA

Data as of Mar 31, 2026 · Source: SEC Form ADV

Average account

$834K

across 48 accounts

AUM per adviser

$40M

1 advisers

Source: SEC Form ADV. Figures as filed Mar 31, 2026.

Total AUM

$40M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

2

Assets Under Management

Total AUM$40M

Discretionary AUM$38M

Non-Discretionary AUM$2M

Discretionary %95.5%

Total Clients48

Team

Total Employees2

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureCorporation

Fiscal Year EndDecember

Operates InGA

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

48 clients

33 high-net-worth

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in GA

Closest by assets under management. All figures from Form ADV.

THOMAS ASSET MANAGEMENT, LLC

$40M

WALKER & ASSOCIATES INVESTMENT ADVISORS, INC.

$40M

PAYNE FINANCIAL MANAGEMENT, L.L.C.

$40M

HANKINSON WEALTH MANAGEMENT, INC.

$40M

TRINITY CAPITAL MANAGEMENT, LLP

$40M

ANOVEST INVESTMENT ADVISORS, INC.

$39M

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