RIA Intel›Advisers›Oregon›ADVISORY SERVICES & INVESTMENTS, LLC

ADVISORY SERVICES & INVESTMENTS, LLC

Advisory

N·BEND, OR

Data as of Mar 30, 2024 · Source: SEC Form ADV

Total AUM

$1.7B

1-Year AUM Growth

+17.9%

3-Year CAGR

+12.9%

Employees

7

Assets Under Management

Total AUM$1.7B

Discretionary AUM$942M

Non-Discretionary AUM$786M

Discretionary %54.5%

Total Clients—

Team

Total Employees7

Investment Advisers15

Employee Growth (1Y)—

Filing History

Total Filings on Record45

First FilingMar 2, 2001

Latest FilingMar 30, 2024

🔒 Full AUM trend chart and 45 historical filings spanning 23+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on ADVISORY SERVICES & INVESTMENTS, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.