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ADVENT CAPITAL LLC

Advisory

ROSEVILLE, CA

Data as of Mar 25, 2026 · Source: SEC Form ADV

Rank in CA
#3,176
of 5,480 advisers by AUM
Average account
$396K
across 168 accounts
AUM per adviser
$33M
2 advisers

Source: SEC Form ADV. Figures as filed Mar 25, 2026.

Total AUM
$67M
Discretionary %
100%
Clients
108
Employees
2

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$67M
Discretionary AUM$67M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients108
Team
Total Employees2
Investment Advisers2
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InCA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

FINANCIAL PERSPECTIVES
PLEASANTON, CA
$66M
+1.9% 1Y
THOMAS SEAMAN COMPANY
LAGUNA BEACH, CA
$67M
MARKI FINANCIAL SERVICES, LLC
$67M
FAIRWAY CAPITAL ADVISORS, LLC
$67M
BARNETT, DAVID IRA
TUSTIN, CA
$67M
SOUTHWEST VALUE PARTNERS ENTERPRISE LLC
SAN DIEGO, CA
$66M
-33.9% 1Y

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