RIA Intel›Advisers›New York›A&J WEALTH STRATEGIES LLC

A&J WEALTH STRATEGIES LLC

Advisory

N·NEW YORK, NY

Data as of Dec 8, 2023 · Source: SEC Form ADV

Total AUM

$2.4B

1-Year AUM Growth

0.0%

3-Year CAGR

+14.5%

Employees

14

Assets Under Management

Total AUM$2.4B

Discretionary AUM$1.8B

Non-Discretionary AUM$569M

Discretionary %76%

Total Clients—

Team

Total Employees14

Investment Advisers45

Employee Growth (1Y)—

Filing History

Total Filings on Record17

First FilingFeb 25, 2014

Latest FilingDec 8, 2023

🔒 Full AUM trend chart and 17 historical filings spanning 9+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on A&J WEALTH STRATEGIES LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.