RIA Intel›Advisers›Connecticut›A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

Advisory

N·WESTPORT, CT

Data as of Jan 30, 2026 · Source: SEC Form ADV

Total AUM
$2.3B
1-Year AUM Growth
+27.9%
3-Year CAGR
+9.8%
Employees
140
Assets Under Management
Total AUM$2.3B
Discretionary AUM$1.9B
Non-Discretionary AUM$405M
Discretionary %82.4%
Total Clients6,959
Team
Total Employees140
Investment Advisers320
Employee Growth (1Y)-8.6%
Private Funds
Number of Private Funds1
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Filing History
Total Filings on Record70
First FilingNov 4, 2008
Latest FilingJan 30, 2026
🔒 Full AUM trend chart and 70 historical filings spanning 18+ years
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Registration
Status—
Registration Date—
SEC RegisteredYes
Exempt ReportingNo
⚡ Succession Risk Score

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📊 Peer Benchmarking

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👥 Owners & Officers

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🏦 Client Demographics

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