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77 FINANCIAL GROUP LLC

Advisory

CARLSBAD, CA

Data as of Jun 24, 2026 · Source: SEC Form ADV

Rank in CA
#4,031
of 5,480 advisers by AUM
Average account
$217K
across 125 accounts
AUM per adviser
$9M
3 advisers

Source: SEC Form ADV. Figures as filed Jun 24, 2026.

Total AUM
$27M
Discretionary %
100%
Clients
78
Employees
3

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$27M
Discretionary AUM$27M
Non-Discretionary AUM$0
Discretionary %100%
Total Clients78
Team
Total Employees3
Investment Advisers3
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InAZ, CA, TX, VA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in CA

Closest by assets under management. All figures from Form ADV.

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MOSAIC ASSET MANAGEMENT, L.P.
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BIRKBECK CAPITAL LLC
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