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401K GENERATION

Advisory

N·ALTAMONTE SPRINGS,, FL

Data as of Mar 24, 2026 · Source: SEC Form ADV

Total AUM

$156M

1-Year AUM Growth

+23.9%

3-Year CAGR

+6.5%

Employees

6

Assets Under Management

Total AUM$156M

Discretionary AUM$85M

Non-Discretionary AUM$71M

Discretionary %54.5%

Total Clients141

Team

Total Employees6

Investment Advisers35

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record51

First FilingJun 18, 2010

Latest FilingMar 24, 2026

🔒 Full AUM trend chart and 51 historical filings spanning 16+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on 401K GENERATION

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.