RIA Intel›Advisers›Connecticut›3D/L CAPITAL MANAGEMENT, LLC

3D/L CAPITAL MANAGEMENT, LLC

Advisory

N·HARTFORD, CT

Data as of Dec 22, 2023 · Source: SEC Form ADV

Total AUM

$574M

1-Year AUM Growth

0.0%

3-Year CAGR

-7.9%

Employees

10

Assets Under Management

Total AUM$574M

Discretionary AUM$574M

Non-Discretionary AUM$0

Discretionary %100%

Total Clients—

Team

Total Employees10

Investment Advisers14

Employee Growth (1Y)—

Filing History

Total Filings on Record20

First FilingMay 17, 2016

Latest FilingDec 22, 2023

🔒 Full AUM trend chart and 20 historical filings spanning 7+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on 3D/L CAPITAL MANAGEMENT, LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.