RIA Intel›Advisers›North Carolina›3A FINANCIAL GROUP, LLC

3A FINANCIAL GROUP, LLC

Advisory

NC

Data as of Apr 28, 2026 · Source: SEC Form ADV

Average account

$207K

across 90 accounts

AUM per adviser

$19M

1 advisers

Source: SEC Form ADV. Figures as filed Apr 28, 2026.

Total AUM

$19M

1-Year AUM Growth

—

3-Year CAGR

—

Employees

1

Assets Under Management

Total AUM$19M

Discretionary AUM$0

Non-Discretionary AUM$19M

Discretionary %0%

Total Clients26

Team

Total Employees1

Investment Advisers1

Employee Growth (1Y)—

Registration

SEC RegisteredNo

Exempt ReportingNo

Legal StructureLimited Liability Company

Fiscal Year EndDecember

Operates InLA, MI, NC

Succession Risk

The underlying score, the five pillar breakdown, and the filing events behind it.

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Peer Benchmarking

The full peer set, and this firm's standing across AUM growth, efficiency, team size and 16 other metrics.

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Owners & Officers

Names, titles, ownership bands and control-person status for each.

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Client Demographics

26 clients

The full client-type breakdown and the share of AUM each category represents.

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Advisers of similar size in NC

Closest by assets under management. All figures from Form ADV.

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RAVEN ROCK CAPITAL MANAGEMENT, LLC

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FRYAR FINANCIAL, LLC

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