RIA Intel›Advisers›Connecticut›33 CAPITAL MANAGEMENT LLC

33 CAPITAL MANAGEMENT LLC

Advisory

N·GREENWICH, CT

Data as of Jul 17, 2026 · Source: SEC Form ADV

Total AUM

$113M

1-Year AUM Growth

+0.9%

3-Year CAGR

—

Employees

6

Assets Under Management

Total AUM$113M

Discretionary AUM$99M

Non-Discretionary AUM$14M

Discretionary %87.8%

Total Clients9

Team

Total Employees6

Investment Advisers11

Employee Growth (1Y)0.0%

Filing History

Total Filings on Record5

First FilingMay 17, 2023

Latest FilingJul 17, 2026

🔒 Full AUM trend chart and 5 historical filings spanning 3+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on 33 CAPITAL MANAGEMENT LLC

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.