RIA Intel›Advisers›Florida›1ST DISCOUNT BROKERAGE, INC.

1ST DISCOUNT BROKERAGE, INC.

Advisory

N·LAKE WORTH, FL

Data as of Mar 31, 2026 · Source: SEC Form ADV

Total AUM

$131M

1-Year AUM Growth

-44.0%

3-Year CAGR

-45.4%

Employees

8

Assets Under Management

Total AUM$131M

Discretionary AUM$76M

Non-Discretionary AUM$55M

Discretionary %58.2%

Total Clients219

Team

Total Employees8

Investment Advisers8

Employee Growth (1Y)—

Filing History

Total Filings on Record21

First FilingSep 7, 2007

Latest FilingMar 31, 2026

🔒 Full AUM trend chart and 21 historical filings spanning 19+ years

Registration

Status—

Registration Date—

SEC RegisteredYes

Exempt ReportingNo

⚡ Succession Risk Score

Our proprietary 5-pillar model analyzes founder tenure, ownership concentration, AUM dependency, and more to score transition risk.

📊 Peer Benchmarking

See how this firm ranks against peers nationally and by state across AUM growth, efficiency, team size, and 16 other metrics.

👥 Owners & Officers

View the complete ownership structure from SEC Schedule A/B filings, including control persons and their tenure.

🏦 Client Demographics

Detailed breakdown of client types including individuals, high-net-worth, institutions, pension plans, and charitable organizations.

Get the full picture on 1ST DISCOUNT BROKERAGE, INC.

Succession risk scoring, peer benchmarking, ownership structure, private fund details, and 20+ years of filing history.