RIA Intel›Advisers›Alabama›1ST & 3RD INVESTMENTS LLC

1ST & 3RD INVESTMENTS LLC

Advisory

AL

Data as of Mar 3, 2026 · Source: SEC Form ADV

Average account
$78K
across 23 accounts
AUM per adviser
$2M
1 adviser

Source: SEC Form ADV. Figures as filed Mar 3, 2026.

Total AUM
$2M
Discretionary %
60.5%
Clients
20
Employees
2

State-registered adviser

Figures are from this firm’s most recent Form ADV. Growth rates, the AUM trend and peer ranking each need two or more filings to compare, so they are not available yet — they build up from here as new filings are made.

Assets Under Management
Total AUM$2M
Discretionary AUM$1M
Non-Discretionary AUM$705K
Discretionary %60.5%
Total Clients20
Team
Total Employees2
Investment Advisers1
Registration
SEC RegisteredNo
Exempt ReportingNo
Legal StructureLimited Liability Company
Fiscal Year EndDecember
Operates InAL, LA
Succession Risk
Peer Benchmarking
Owners & Officers
Client Demographics

Advisers of similar size in AL

Closest by assets under management. All figures from Form ADV.

AXIENT INVESTMENT ADVISORS LLC
HUNTSVILLE, AL
$2M
RETIREMENT PLANS, LLC
$2M
LEGACY WEALTH MANAGEMENT GROUP, LLC
DOTHAN, AL
$2M
LEGACY CAPITAL PARTNERS LLC
BIRMINGHAM, AL
$2M
364 INVESTING, LLC
$2M
STILL WATERS INVESTMENT STRATEGIES LLC
$2M

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